2024 Interactive brokers general counsel

Interactive brokers general counsel

Author: mkin

August undefined, 2024

Nettet27. sep. 2024 · General Counsel & Director of Compliance - APAC at Interactive Brokers Brian Yeung is based out of Hong Kong SAR and works at Interactive Brokers as General Counsel & Director of Compliance - APAC. Reveal contact info Contact details Work email b*****@intera***.com Valid Reveal Latest update September 27, 2024 … Nettet9. jul. 2013 · The National Futures Association (NFA) yesterday issued Interactive Brokers with a fine of $300,000 for allowing an introducing broker to act as a de facto Futures Commission Merchant (FCM), which is a violation of NFA Bylaw 1101 as well as a contravention of NFA Compliance Rule 2-4.

Interactive Brokers - Overview, News & Competitors

NettetFormal inquiries submitted during standard hours of operation are generally responded to within 24 hours. FINRA BrokerCheck reports for Interactive Brokers and its investment professionals are available at www.finra.org/brokercheck Send an Inquiry NettetCommon Questions. Not finding answers? Get help from the IBKR community of experts. How do I convert currency in IBKR Mobile for iPhone? How do I convert … bottle brush plant philippines

INTERACTIVE BROKERS LLC - FINRA

Nettet"Because Interactive Brokers' core clientele are professional traders and institutional investors (e.g., hedge funds), it is crucial to provide the lowest commissions schedule available. In our rigorous assessment, there is no question Interactive Brokers delivers." Restrictions apply. Nettet• Counsel to AIG, Inc. as defendant in $1.5 billion contract dispute: managed a large team of outside experts in a successful multi-year effort to prove the solvency of the … NettetBroker Compliance Officers; Finish an Application; Print Friendly. Create a PDF of this page for easy printing or saving. Archive: Articles 2004 . Feature Articles 2008 Archive 2007 Archive 2006 Archive 2005 Archive . ... Applauding the SEC’s action was Thomas Peterffy, chairman of Interactive Brokers Group. ... hayley estate agents

Executive Profiles - Interactive Brokers

NFA Responds To Two Complaints And Hits Interactive Brokers …

NettetExperience Associate General Counsel Interactive Brokers Mar 2016 - Present7 years 1 month Washington, DC In-house counsel for one of … NettetINTERACTIVE BROKERS THE TIMBER HILL GROUP TWO PICKWICK PLAZA GREENWICH, CONNECTICUT (203) 618-5800 David M. Battan Vice President and … bottle brush plant mosquitoNettetInteractive Brokers Canada Inc. Is a member of the Investment Industry Regulatory Organization of Canada (IIROC) and Member - Canadian Investor Protection Fund. … hayley erin pictures

"NettetMr. Peterffy is a recognized pioneer in the advancement of securities markets and electronic brokerage and trading. Milan Galik: Chief Executive Officer, President and Director Mr. Galik joined Interactive Brokers in 1990 as a software developer after being recruited by Thomas Peterffy, founder and Chairman of the company. " - Interactive brokers general counsel

Interactive brokers general counsel

Matthew Kuenzle - Regional Chief Regulatory Counsel - Interactive …

NettetAssociate General Counsel - Regulatory Interactive Brokers Sep 2024 - Present2 years 7 months Greenwich, Connecticut, United States … Nettet13. aug. 2024 · Our firm's highly skilled professionals provide legal assistance to a variety of brokers, from those with small books of business to those with multi-billion dollar practices. PJB Law is backed by its affiliation with Advanced Regulatory Compliance, Inc. ("ARC"), a premier nationally recognized investment advisory compliance services firm …

Did you know?

NettetTo help you answer these questions, Interactive Brokers' General Counsel has prepared a memo detailing Interactive Brokers' strong financial position, close regulatory oversight, experienced management, worldwide best execution and low cost that you can provide to regulators, clients, auditors, administrators or other third-parties. Nettet27. sep. 2024 · View Daniel Spector's email address (d*****@intera***.com) and phone number. Daniel works at Interactive Brokers as Associate General Counsel. Daniel is based out of Washington, District of Columbia, United States and works in the Financial Services industry.

NettetINTERACTIVE BROKERS LLC CRD# 36418 SEC# 8-47257 Main Office Location PICKWICK PLAZA GREENWICH, CT 06830 Regulated by FINRA Boston Office Mailing Address ... GENERAL COUNSEL Less than 5% No Individual 11/2024 Yes 2957713 Is this a domestic or foreign entity or an individual? Legal Name & CRD# (if any): Position NettetHow much do Interactive Brokers employees make? Glassdoor has salaries, wages, tips, bonuses, and hourly pay based upon employee reports and estimates. Engineering Based on 179 salaries Software Engineer 42 salaries Software Developer 18 salaries View More Customer Services & Support Based on 55 salaries Customer Service Representative …

Nettet11. mai 2016 · I am an entrepreneurial law partner, former General Counsel and serve as a business, product, legal, and compliance strategist for venture-backed, growth-driven, and public companies in fintech ... NettetIn-house counsel for Nasdaq European Commodity Markets and the Legal Responsible Manager for Nasdaq Oslo ASA. I assist our …

NettetINTERACTIVE BROKERS LLC TWO PICKWICK PLAZA GREENWICH, CT 06830 Elaine H. Mandelbaum Senior Vice President and General Counsel April 23, 2024 MEMORANDUM Re: Due Diligence Information for Advisors, Brokers, Hedge Funds and Other Financial Institutions and Intermediaries Using or Considering Interactive …

NettetGeneral Counsel @ Interactive Brokers Managing Director and Deputy General Counsel @ Citi Education Harvard Law School Doctor of Law (JD) Yale University Bachelor of Arts (B.A.) (History) Skills Capital Markets Corporate Governance Securities see more Elaine Mandelbaum Email Address Found 6 email address listings: Elaine … bottle brush plant not floweringNettetAssociate General Counsel (Diplomat) at Interactive Brokers. See Jason Billy's email address, phone number and work experience. ... Pricing Growth Platform Getting Started Support. Jason Billy (Politician) Diplomat, Associate General Counsel at Interactive Brokers. Jason Billy Contact Information Email *****@interactivebrokers.com bottle brush plant pinkNettetGeneral Counsel Interactive Brokers LLC Elaine H. Mandelbaum is General Counsel of Interactive Brokers LLC and Senior Vice President of IBG LLC, an automated global electronic broker-dealer. In her role, … bottle brush plant pruning rhsNettetProduct Lawyer for the EMEA Region in the Global Wealth and Investment Management division. Responsible for legal support to the Global Investment Solutions … hayley evetts pop idolNettetChief Regulatory Officer & Deputy General Counsel. Interactive Brokers. Mar 2024 - Present5 years 1 month. Washington D.C. Metro Area. bottlebrush plant seeds hayley exportNettetInteractive Brokers Founder and Chairman Thomas Peterffy joins CNBC to discuss rising interest rates and the impact on Interactive Brokers, the interest that the company pays on uninvested cash balances, and how clients are positioned in the current environment. Watch the Video February InvestmentNews Schwab's game plan for a TD touchdown hayley eye clinic iowa park